POLICY                                                                                                                                  2160

 

 

 

 

 

 

SCHOOL DISTRICT OFFICER AND EMPLOYEE CODE OF ETHICS

 

The Board of Education recognizes that sound, ethical standards of conduct serve to increase the effectiveness of school Board members and their staff, as educational leaders in their community.  Actions based on an ethical code of conduct promote public confidence and the attainment of district goals.  The Board also recognizes its obligation to set forth a code of ethics under the provisions of the General Municipal Law, to adopt a code of ethics setting forth the standards of conduct required of all district officers and employees.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

B.O.E. adoption: 11/16/04


 

SCHOOL DISTRICT OFFICER AND EMPLOYEE CODE OF ETHICS

 

Regulation                                                                                                                                          2160

 

Every officer and employee of the district, whether paid or unpaid, including members of the Board of Education, shall adhere to the following code of conduct:

 

1.        Gifts:  An officer or employee shall not directly or indirectly solicit any gift or accept or receive any gift having a value of  $75 or more, whether in the form of money, services, loan, travel, entertainment, hospitality, thing or promise, or any other form, under circumstances in which it could reasonably be inferred that the gift was intended to influence him or her in the performance of his or her official duties or was intended as a reward for any official action on his or her part. 

However, the Board welcomes and encourages the writing of letters or notes expressing gratitude or appreciation to staff members. Gifts from children that are principally sentimental in nature and of insignificant financial value may be accepted in the spirit in which they are given.

2.        Confidential information:  An officer or employee shall not disclose confidential information acquired by him or her in the course of his or her official duties or use such information to further his or her personal interest.  In addition, he/she shall not disclose information regarding any matters discussed in an executive session of the Board whether such information is deemed confidential or not.

3.        Representation before the Board:  An officer or employee shall not receive or enter into any agreement, express or implied, for compensation for services to be rendered in relation to any matter before the school district.

4.        Representation before the Board for a contingent fee:  An officer or employee shall not receive or enter into any agreement, express or implied, for compensation for services to be rendered in relation to any matter before the school district, whereby the compensation is to be dependent or contingent upon any action by the school district with respect to such matter, provided that this paragraph shall not prohibit the fixing at any time of fees based upon the reasonable value of the services rendered.

5.      Disclosure of interest in matters before the Board: A member of the Board of Education and any officer or employee of the district, whether paid or unpaid, who participates in the discussion or gives official opinion to the Board on any matter before the Board shall publicly disclose on the official record the nature and extent of any direct or indirect financial or other private interest he or she has in such matter. The term Ainterest@ means a pecuniary or material benefit accruing to an officer or employee.

 

6.      Investments in conflict with official duties:  An officer or employee shall  not invest or hold any investment directly in any financial, business, commercial or other private transaction that creates a conflict with his or her official duties.

 

7.        Private employment:  An officer or employee shall not engage in, solicit,

negotiate for or promise to accept private employment when that employment or service creates a conflict with or impairs the proper discharge of his or her official duties.

 

8.         No person employed by the district shall hire,

supervise, evaluate, promote, review or discipline any other employee who is a member of the same family.  In the event that marriage, promotion, or reorganization results in a situation not in compliance with this policy, reassignment or transfer will be effected, in accordance with the applicable provisions of any collective bargaining agreement, to correct the situation.

 

 

(1)


R-2160

 

No person employed by the district shall negotiate or execute any contract on behalf of the district for the purchase, sale or lease of real or personal property, services of any nature, nor for insurance without first having determined the common price for such property, services or insurance, or requesting bids from all potential providers of such property, services or insurance.

 

No person employed by the district shall allow any matter, concern or interest, personal, financial or otherwise, to influence or interfere with the performance of his or her duties.  Should such a matter, concern or interest arise, the employee shall bring the matter to the attention of his or her supervisor or the Board to seek ways to reduce or eliminate the influence or interference.

 

The Board affirms its commitment to adhere scrupulously to all applicable provisions of law regarding material conflicts of interest.

 

Knowing or willful violation of this policy by any employee may result in disciplinary action up to and including dismissal.

 

Any officer, employee or member of the public noting or suspecting a violation of this policy is encouraged to bring the matter, either in confidence or in public, to the Board or the Superintendent of Schools.

 

 

1.               Future employment:  An officer or employee shall not, after the termination of service or employment with the Board, appear before the Board or any panel or committee of the Board, in relation to any case, proceeding, or application in which he or she personally participated during the period of his or her service or employment or that was under his or her active consideration.  This shall not bar or prevent the timely filing by a present or former officer or employee of any claim, account, demand or suit against the district on his or her own behalf or on behalf of any member of his or her family arising out of any personal injury or property damage or for any lawful benefit authorized or permitted by law.

 

Distribution of Code of Ethics

 

The Superintendent of Schools shall cause a copy of this Code of Ethics to be distributed to every officer and employee of the school district.  Each officer and employee elected or appointed thereafter shall be furnished a copy before entering upon the duties of his or her office or employment.  In addition, the Superintendent shall ensure that a copy of Article 18 of the General Municipal Law shall be kept posted in each public building under the district's jurisdiction in a place conspicuous to the district's officers and employees.

 

Penalties

 

In addition to any penalty contained in any other provision of law, any person who shall knowingly and intentionally violate any of the provisions of the Board's code of ethics and its accompanying regulation may be fined, suspended or removed from office or employment, as the case may be, in the manner provided by law.

 

Cross-ref:         1810, Gifts to School Personnel

6700, Purchasing

Ref:     General Municipal Law ''806-808

 

Adopted by B.O.E.: 11/16/04

2nd presentation 10/19/04,First Presention: 10/5/04 ,10/19/04, Presented to the BOE: 11/3/04

 


Regulation                                                                                                                                            2160

NAME:___________________________________ WORK LOCATION:_______________________________

TITLE:___________________________________

 

LAWRENCE PUBLIC SCHOOLS

DISCLOSURE OF INTERESTS QUESTIONNAIRE

INSTRUCTIONS FOR DISCLOSURE OF INTERESTS: Board of Education Regulation #2160 requires disclosure of any direct or indirect financial or other interest affecting the Lawrence Public Schools by any School Board member, Board employee or member of their immediate family.  (For purposes of this regulation, immediate family shall be defined as spouse, child, sibling, parent or parent-in-law.)

                1)             Individuals must report possible conflict as soon as they have knowledge of their existence.

2)             This form must be filed when a possible conflict of interest arises, as described in Regulation #2160 Code of Ethics.

                3)             Employees shall file this form with their immediate supervisor at their payroll location.  The form

                                shall be placed by the employee in a sealed envelope indicating on the front his/her name and title.

 

DISCLOSURE OF INTERESTS:         Check YES or NO for each item.  Whenever the answer is YES, give particulars called for by writing legibly in Item 9 on the reverse of this questionnaire.  If the space on the reverse is insufficient, additional sheets may be attached with you name on the top and your signature underneath the material attached.  In addition, all individuals will complete Item 10 on the reverse of this questionnaire.

 

______________________________________________________________________________________________

DISCLOSURE OF INTERESTS

______________________________________________________________________________________________

YES                         NO

(   )                          (   )          1.             Is a member of your family employed by the Lawrence Public Schools in any capacity

                                                                or serving as a member of the Board of Education?  If YES, give particulars in Item 9

                                                                on the reverse.

(   )                          (   )          2.             Do you or a family member have any direct or indirect interest in furnishing supplies or

                                                                materials to the Lawrence Public Schools? If YES, give particulars in Item 9 on the

                                                                reverse.

(   )                          (   )          3.             Are you or a family member employed or associated with a vendor doing work or labor

                                                                in the Lawrence Public Schools?  If YES, give particulars in Item 9 on the reverse.

(   )                          (   )          4.             Do you or a family member have any direct or indirect interest in the provision of

                                                                professional services as a consultant, independent contractor, etc. for the Lawrence

                                                                Public Schools?  If YES, give particulars in Item 9 on the reverse.

(   )                          (   )          5.             Do you or a family member have any direct or indirect interest in the sale or leasing

                                                                of real estate in the Lawrence Public Schools?  If YES, give particulars in Item 9

                                                                on the reverse.

(   )                          (   )          6.             Do you or a family member have any direct or indirect interest in any proposal,

                                                                agreement or contract for any of the purposes listed in Items 2 through 5 above,

                                                                or any other purpose for the Lawrence Public Schools?  If YES, give particulars in

                                                                Item 9 on the reverse.

(   )                          (   )          7.             Do you or a family member have ownership in or relationship to, directly or indirectly,

                                                                any individual, single proprietorship, partnership or corporation of which you or a

                                                                family member control five (5) percentum or more of the stock of the corporation

                                                                doing business with the Lawrence Public Schools?  If YES, give particulars in Item 9

                                                                on the reverse.

(   )                          (   )          8.             Do you or a family member receive directly or indirectly any income, reimbursements,

                                                                gifts or other items of compensation for services performed arising out of any interest

                                                                disclosed in Items 2 through 7 above.  If YES, in Item 9, identify for whom services

                were rendered, income received and describe services rendered.

 

IF YOU HAVE ANSWERED YES TO ANY ITEM IN QUESTIONS #1 THROUGH #8, PLEASE ANSWER ITEM #9 ON THE REVERSE.  IF YOU HAVE ANSWERED NO TO ALL ITEMS #1 THROUGH #8, PLEASE PROCEED DIRECTLY TO ITEM #10.

 

 

-2-

 

WARNING: Willful failure to make full and timely disclosure shall constitute cause for removal or any other disciplinary action or penalty as provided by law.

 

 

 

___________________________________________________________________________________________________

DISCLOSURE OF INTERESTS

___________________________________________________________________________________________________

 

                9.             If you have answered YES to any of the above questions, please give details below.  If the space is

                                insufficient, additional sheets may be attached with your name at the top and your signature underneath

                                the materials attached.

___________________________________________________________________________________________________

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

___________________________________________________________________________________________________

 

                10.           ALL INDIVIDUALS MUST FILL IN THE FOLLOWING AND SIGN THIS FORM.

 

                                The statements in this document are complete and accurate.

 

                                NAME:___________________________   ____________________________________

                                                               (Print)                                                               (Signature)

 

                                             ___________________________    ____________________________________

                                                                (Date)                                                                 (Title)

 

 


 

LAWRENCE PUBLIC SCHOOLS

 

 

RECEIPT OF CODE OF ETHICS REGULATION 2160

 

 

 

 

 

 

I, _______________________________________, have received and understand the copy of Regulation

 

#2160 entitled Code of Ethics on ____________________________.

                                                                        (date)

 

 

 

 

 

 

 

 

                                                                     Signature:________________________________

 

                                                                  Print Name:________________________________

 

                                                                             Date:________________________________